BENEFICIAL OWNERSHIP & SHAREHOLDERS
Beneficial ownership filings (Forms 3, 4, 5, SC 13D/G) identify individuals and institutions with reportable stakes in network entities. 1,512 ownership filings across 411 entities reveal the web of insider transactions, institutional investors, and control relationships underlying the Cane shell company network.
1,512
OWNERSHIP FILINGS
411
ENTITIES
1512
HIGH CONFIDENCE
10
FORM TYPES
FILING FORM DISTRIBUTION
FILING FORM BREAKDOWN
4 525
3 369
SC 13D 258
SC 13G 121
5 80
SC 13D/A 52
4/A 46
SC 13G/A 37
3/A 12
5/A 12
| # | ENTITY | FILINGS | VOLUME | PERIOD |
|---|---|---|---|---|
| 1 | SKINVISIBLE INC | 95 | 2001–2015 | |
| 2 | Assured Pharmacy, Inc. | 57 | 2003–2007 | |
| 3 | Amerasia Khan Enterprises Ltd. | 45 | 2006–2010 | |
| 4 | HOWLETT TERRY | 44 | 2001–2015 | |
| 5 | COLOMBIA GOLDFIELDS LTD | 41 | 2005–2007 | |
| 6 | A.R.E. Wind Corp. | 35 | 2013–2015 | |
| 7 | LAS VEGAS GAMING INC | 35 | 2001–2013 | |
| 8 | OptimizeRx Corp | 32 | 2009–2014 | |
| 9 | AMERICAN WAGERING INC | 23 | 2002–2004 | |
| 10 | MCCARTNEY E GREG | 22 | 2005–2014 | |
| 11 | IB3 Networks, Inc. | 18 | 2007–2009 | |
| 12 | IVANY MINING INC | 17 | 2007–2014 | |
| 13 | HUNTER DANIEL/FA | 17 | 2005–2007 | |
| 14 | OBRIEN BRANDON T | 16 | 2007–2010 | |
| 15 | SALERNO VICTOR J | 15 | 2002–2004 | |
| 16 | Pedersen Robert G II | 15 | 2007–2010 | |
| 17 | Ivany Derek | 14 | 2007–2014 | |
| 18 | DYNAMIC ASSOCIATES INC | 13 | 2001–2005 | |
| 19 | PARKER DAVID BERRY | 13 | 2003–2005 | |
| 20 | Galaxy Gaming, Inc. | 12 | 2006–2012 | |
| 21 | SMARTDATA CORP | 12 | 2014–2015 | |
| 22 | CANE KYLEEN E | 12 | 2001–2013 | |
| 23 | BECOMING ART INC | 12 | 2005–2007 | |
| 24 | Juma Technology Corp. | 12 | 2006–2007 | |
| 25 | Oxford City Football Club, Inc. | 12 | 2011–2013 | |
| 26 | MCMORRAN DOREEN | 12 | 2011–2015 | |
| 27 | Nepia Inc. | 12 | 2012–2015 | |
| 28 | PIWEK BRIAN | 11 | 2008–2010 | |
| 29 | GREEN FUSION CORP | 10 | 2001–2002 | |
| 30 | OSL HOLDINGS INC. | 9 | 2013–2013 |
INDIVIDUAL NOTE HOLDERS
42 individual promissory note holders identified from SEC filing text (SB-2 selling shareholder tables, 8-K note disclosures, 10-K note schedules). Cross-referenced against operational cell assignments.
INSTITUTIONAL HOLDERS — TOXIC CONVERTIBLE FUNDS
Institutional investors providing convertible financing at deep discounts. These funds profit from note-to-share conversions that dilute existing shareholders, a pattern characteristic of toxic convertible debt arrangements ("death spiral" financing).
| # | FUND | ENTITIES | TYPE | PATTERN |
|---|---|---|---|---|
| 1 | Cornell Capital Partners LP | 3 | toxic convertible fund | Standby Equity Distribution Agreement with deep discount conversion + commitment fee shares |
| 2 | Montgomery Equity Partners LP | 2 | toxic convertible fund | Cornell Capital affiliate. 12% convertible debentures at 80% lowest bid discount |
| 3 | Longview Fund LP (+ Equity Fund + International Equity Fund) | 2 | toxic convertible fund | Multi-tranche convertible notes at 75% of 5 lowest bids. Three affiliated fund entities |
| 4 | Augustine Fund LP | 1 | toxic convertible fund | Convertible promissory note with escrow share security |
| 5 | Nite Capital LP | 1 | institutional investor | |
| 6 | Whalehaven Capital Fund Ltd | 1 | toxic convertible fund | |
| 7 | Triumph Research Partners LLC | 1 | toxic convertible fund | |
| 8 | Bushido Capital Master Fund LP | 1 | institutional investor | |
| 9 | Salim S. Rana Investments Corp | 1 | investment vehicle | |
| 10 | Virtual Funds Inc | 1 | investment vehicle | |
| 11 | DCI Telecommunications Inc | 1 | corporate vehicle | |
| 12 | Pharlo Citrus Properties Partnership LLLP | 1 | related party lender | |
| 13 | Robert James Inc | 1 | corporate vehicle | |
| 14 | Eckert & Ziegler Strahlen-und Medizintechnik | 1 | trade creditor | |
| 15 | Sichenzia Ross Friedman Ference LLP | 1 | law firm equity | |
| 16 | Castellum Investments SA | 1 | institutional investor |
NOTE HOLDERS BY CELL
michael cane
Michael CaneKathleen Smith
Opinion letter authorizations enabling conversions
wallace
Jan WallaceGrace Sim
Officer/director signatories at core entities
moll anderson
Logan AndersonHoward ThomsonJ. Stephen Barley
Mining shell operators, SC 13D filers
sams
Robert DelVecchioDavid Parker
Healthcare/pharmacy sector operatives
institutional
Cornell Capital Partners LPMontgomery Equity Partners LPLongview Fund LPAugustine Fund LPNite Capital LPWhalehaven Capital Fund LtdTriumph Research Partners LLCBushido Capital Master Fund LP
Toxic convertible financing at deep discounts
unknown
Salim S. RanaJames D. TiltonAndy DyerBarry CumminsDavid CreasyDavid DickinsonPhilip GeorgasDonald A. GoerDavid ShamyRiz AlikhanRay AlikhanMichael WiesmannMartin McCurryJohn C. RossoRichard T. BrockMaurice R. TaylorRoman PaulyMoshe Vidal
Individual note holders/issuers, insider lenders, and external investors
KEY INSIGHTS
1 Michael Cane / Cane Clark LLP enabled note conversions across 257+ entities via opinion letters, making the firm the systemic enabler rather than a direct note holder. Every convertible note conversion required a Cane Clark opinion letter.
2 Cornell Capital Partners LP was the most prolific institutional toxic convertible lender, appearing at 3+ entities with identical Standby Equity Distribution Agreement structures. Montgomery Equity Partners LP was an affiliated fund using the same pattern.
3 Longview Fund LP (plus two affiliated entities) layered multi-tranche convertible notes totaling $3.369M at 5G Wireless alone, with conversion at 75% of the 5 lowest bid prices - a classic death spiral financing mechanism.
4 The Tasker Capital Corp (CIK 1084557) filing is a Rosetta Stone for note holder identification: 4 named individuals (Barry Cummins, David Creasy, David Dickinson, Philip Georgas) plus Pharlo entities issued promissory notes, all disclosed in exhibit indices.
5 Cell leaders (Wallace, Anderson) appear primarily as officer/signatories rather than named note holders. The note holder names are often external parties (individuals or investment vehicles) while cell leaders authorized the issuances.
6 The selling shareholder tables in SB-2 filings show the conversion endpoint: note holders converting debt to equity and registering shares for immediate sale. This is the liquidation mechanism for the promissory note financing.
7 Insider lending was common: Donald Goer (CEO) lent $50K to Intraop Medical, Richard Brock (CEO) converted $750K note to preferred stock at PDS Gaming, Maurice Taylor personally guaranteed bank loans at ProUroCare.
8 Several entities show clusters of offshore investment vehicles as shareholders (iGambit had Brunswick Ltd, Coradene Ltd, Freedom Investments Ltd, Incubus Investments Ltd, Lori Ltd, Maybourne Ltd, Safecrest Ltd - all holding 5-9% each), suggesting coordinated nominee holding patterns.
9 Law firms receiving equity stakes (Sichenzia Ross at Westek, Cane Clark across 257+ entities) represents a conflict-of-interest pattern where legal counsel became economically aligned with the note conversion machinery.
10 Full extraction of all 1,892 note filing texts would identify hundreds more individual and institutional holders. This analysis covers the highest-signal filings.